Senior Internal Auditor Job at Consultative Search Group, Los Angeles, CA

OFE1aDdHOTRzY3BUa2xVM1o2SnJCUTAxblE9PQ==
  • Consultative Search Group
  • Los Angeles, CA

Job Description

Job Description

Job Description

Job description:

A prestigious investment management firm seeks a Senior Internal Auditor to join their dynamic team. In this position you will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.

Responsibilities: • Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity; • The ability to execute the planning, fieldwork and reporting stages of the internal audits; • Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision; • Performing walk-throughs of control processes and substantive testing, as necessary; • Designing audit procedures for high-risk and complex audit areas; • Designing and performing data analytic procedures to identify emerging risks and patterns; • Completion of clear and concise work papers that articulate the work performed and the conclusions reached; • Identifying, developing and documenting audit findings and discussing the findings with the stakeholders; • Drafting audit reports and communicating audit results via verbal and written presentations to management; • Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions; • Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings; • Developing and maintaining relationships with stakeholders; • Drafting audit committee and other internal audit meeting materials; • Performing validation testing for the remediation of audit findings; • Helping to advise stakeholders on the strengths and weaknesses of controls; • Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals; • Pursuing professional development opportunities via professional associations, certifications, and internal/external training; and • Performing various other tasks and special projects as required. • Identifying and implementing use cases for Artificial Intelligence when conducting internal audit tasks.

Qualifications: • 4-5 years of audit experience; • Internal audit experience within the asset management industry or financial services is preferred; • Experience applying internal auditing standards, management principles and business practices; • Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions; • Experience preparing for and presenting to senior audiences; • Experience using data analytics to identify patterns and trends using data; • Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget); and

• Bachelor's degree in relevant discipline (Accounting, Finance, or Business-related field). A CPA or CIA is preferred.

Job description:

A prestigious investment management firm seeks a Senior Internal Auditor to join their dynamic team. In this position you will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.

Responsibilities: • Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity; • The ability to execute the planning, fieldwork and reporting stages of the internal audits; • Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision; • Performing walk-throughs of control processes and substantive testing, as necessary; • Designing audit procedures for high-risk and complex audit areas; • Designing and performing data analytic procedures to identify emerging risks and patterns; • Completion of clear and concise work papers that articulate the work performed and the conclusions reached; • Identifying, developing and documenting audit findings and discussing the findings with the stakeholders; • Drafting audit reports and communicating audit results via verbal and written presentations to management; • Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions; • Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings; • Developing and maintaining relationships with stakeholders; • Drafting audit committee and other internal audit meeting materials; • Performing validation testing for the remediation of audit findings; • Helping to advise stakeholders on the strengths and weaknesses of controls; • Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals; • Pursuing professional development opportunities via professional associations, certifications, and internal/external training; and • Performing various other tasks and special projects as required. • Identifying and implementing use cases for Artificial Intelligence when conducting internal audit tasks.

Qualifications: • 4-5 years of audit experience; • Internal audit experience within the asset management industry or financial services is preferred; • Experience applying internal auditing standards, management principles and business practices; • Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions; • Experience preparing for and presenting to senior audiences; • Experience using data analytics to identify patterns and trends using data; • Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget); and

• Bachelor's degree in relevant discipline (Accounting, Finance, or Business-related field). A CPA or CIA is preferred.

Many of our job openings can be viewed at

Job Tags

Similar Jobs

Hostaway

Onboarding Specialist French Speaking Spain Italy Portugal UK Job at Hostaway

Hostaway is a SaaS startup that is transforming the vacation rental industry. With innovative solutions and partnerships with giants like Airbnb, VRBO, and Booking, we're taking on the competition and winning. Leveraging our customer-centric core values, we consistently...

The Equinox Resort

Landscaper - Seasonal FT Job at The Equinox Resort

 ...We are looking for a someone who loves to work outdoors, who is highly motivated, and detail oriented to join our team as a Landscaper! In this role, you will play a key part in creating a world-class experience for our guests! You will perform routine labor involved... 

Canyon Ranch Operating, LLC

Spa Director Job at Canyon Ranch Operating, LLC

Overview An exciting opportunity to join one of the worlds best-in-class spa & wellness resorts! The Spa Director is responsible for the strategic planning and creative oversight of the Spa division at Canyon Ranch Tucson. The Spa Director ensures a smooth flow of business... 

Health Advocates Network

Medical Coder Job at Health Advocates Network

Benefits We Offer:+ Comprehensive health, prescription, dental, vision, life, and disability plans+ Competitive pay rates+ Referral opportunities ? Refer a friend & Cash in!+ Travel reimbursement and per diem allowances+ Employee discounts+ Educational opportunities...

BAYADA Home Health Care

HHA Job at BAYADA Home Health Care

 ...working environment we invest in our care team ~ Paid time off ~24 / 7 on call clinical manager support Qualifications for HHA Home Health Aide: Minimum one year work experience Current HHA - Home Health Aide license listed in good standing with the...